Regulation and compliance

Protect Duty

The implications of the Terrorism Bill including current guidance and practical case studies.

Consumer Duty - leveraging compliance for commercial success

We’ve teamed up with compliance advisers UKGI to explore life under the new Consumer Duty regulation.

Consumer Duty – what do you need to do?

We’ve teamed up with RWA Business Consultancy, leading specialists who help organisations maintain regulatory compliance, to deliver their perspective on Consumer Duty.

Consumer Duty – getting your business ready

Watch our webinar recording with compliance advisers RWA Business Consultancy.

FCA Policy Statement - Fair Value

Unravel the latest Policy Statement from the FCA on Fair Value with videos from RWA Consultants.

How can a better understanding of your customers help with the implementation of Consumer Duty? with Leigh Caldwell from the Irrational Agency

What does the FCA’s Consumer Duty mean for brokers? with Kirk Ford and Steve Walton from RWA